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Unit Trusts and Mutual Funds Regulations, 2001 πŸ‡¬πŸ‡­


L.I. 1695

Unit Trusts and Mutual Funds Regulations, 2001

  • Published in Government Gazette on 2 November 2001
  • Assented to on 2 November 2001
  • Commenced on 21 December 2001
  • [Up to date as at 2 November 2001]
IN the exercise of the powers conferred on the Minister for Finance by section 141 of the Securities Industry Law, 1993 (P.N.D.C.L. 333) as amended and on the recommendations of the Securities and Exchange Commission these Regulations are made this 2nd day of November, 2001.

Part I – SCOPE OF REGULATIONS AND APPLICATION TO OPERATE A UNIT TRUST OR MUTUAL FUND SCHEME

1. Scope of application of Regulations

These Regulations apply to the operation of unit trusts and mutual funds under the Securities Industry Law, 1993 (P.N.D.C.L. 333).

2. Application to operate a unit trust or mutual fund

An application to operate a unit trust or mutual fund scheme shall be as in the form and contain the particulars specified in Schedule 10 and shall be accompanied by the scheme particulars.

3. Application fee and an…

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